INVESTOR PROTECTION
CLIENT ASSET REGULATION
RGI Investment Limited is regulated by the Mauritius Financial Services Commission (FSC) and as such is required to comply with the rules and regulations issued by the FSC relating to client asset protection. In addition to these standards and due to the global nature of its business, RGI Investment also applies internationally recognised industry guidelines to safeguard client assets. These include the following:
ASSET SEGREATION
In compliance with applicable regulations and industry norms, investors’ assets under our client agreement are kept in separate client designated accounts at our securities and cash custodians segregated from RGIs own assets.
Thus in the unlikely event of default by RGI Investment, investors’ assets are fully protected and are not considered to belong to RGI Investment but to investors. Therefore investors’ assets cannot at any time be used to repay RGI Investments’ creditors in the event of any liquidation.
ADDITIONAL INSURANCE
RGI Investment Limited has an additional Professional Indemnity Cover to be protected beyond following examples:
- public and product liability
- employer’s liability
- professional liability (errors and omissions)
- directors’ and officers’ liability
